Carolyn Isaac
About Carolyn Isaac
Carolyn Isaac serves as Principal Counsel at FINRA, a position she has held since 2019. She has a background in psychology and law, having earned her B.S. from the University of Maryland and her J.D. from Rutgers Law School.
Work at FINRA
Carolyn Isaac has served as Principal Counsel at the Financial Industry Regulatory Authority (FINRA) since 2019. In this role, she provides legal guidance and support on regulatory matters. Her expertise contributes to FINRA's mission of protecting investors and ensuring market integrity. Isaac's tenure at FINRA spans five years, during which she has engaged in various initiatives to enhance compliance and regulatory practices within the financial industry.
Education and Expertise
Carolyn Isaac holds a Bachelor of Science (B.S.) degree in Psychology from the University of Maryland. She furthered her education by obtaining a Juris Doctor (J.D.) from Rutgers Law School, where she studied from 2005 to 2008. Her academic background in psychology and law equips her with a unique perspective on legal issues, particularly those related to regulatory compliance and consumer protection.
Professional Background
Before her current position at FINRA, Carolyn Isaac gained extensive legal experience in various roles. She worked as an Associate at Dechert LLP from 2008 to 2014, focusing on corporate law in the Greater Philadelphia Area. Following this, she served as an Attorney at the Federal Trade Commission from 2014 to 2019, where she dealt with consumer protection and antitrust issues in the Washington D.C. Metro Area. Additionally, she completed a legal internship at Checkpoint Systems from 2006 to 2007.
Previous Roles and Experience
Prior to her legal career, Carolyn Isaac held a supervisory position at The Home Depot from 2002 to 2005 in the Washington D.C. Metro Area. This role provided her with management experience and insight into retail operations, which complements her legal expertise. Her diverse work history spans various sectors, enhancing her understanding of legal and regulatory frameworks.