Christian George
About Christian George
Christian George serves as a Principal Investigator in Enforcement at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2017. He holds a Bachelor's degree in Finance from Salisbury University and has extensive experience in regulatory analysis and workflow enhancements.
Current Role at FINRA
Christian George serves as a Principal Investigator in the Enforcement department at the Financial Industry Regulatory Authority (FINRA) since 2017. In this role, he focuses on conducting regulatory investigations and ensuring compliance within the financial industry. His responsibilities include applying complex legal research findings to regulatory examinations and case development. He operates from Rockville, Maryland, and has accumulated seven years of experience in this position.
Previous Experience at FINRA
Before his current role, Christian George worked at FINRA in various capacities. He served as a Regulatory Analyst from 2011 to 2015, where he developed expertise in regulatory compliance and enforcement. Additionally, he worked as a Systems Analyst for one year in 2015-2016, contributing to workflow enhancements and procedural tools. His tenure at FINRA has provided him with a comprehensive understanding of the organization's regulatory framework.
Professional Background in Finance
Christian George began his career in finance at Washington Financial Group, where he worked as a Planner and Operations Manager from 2006 to 2010. This role involved managing financial planning operations and enhancing client services. His background in finance is further supported by his educational achievements, including a Bachelor's degree in Finance from Salisbury University, where he studied from 2002 to 2005.
Education and Expertise
Christian George studied at Salisbury University, earning a Bachelor's degree in Finance and Financial Management Services. His education spanned from 2002 to 2005, during which he focused on finance, economics, and accounting. This academic foundation has equipped him with practical knowledge in designing regulatory surveillance patterns and utilizing big data and quantitative analytics in his professional roles.
Skills and Competencies
Christian George possesses advanced skills in Excel techniques, which enhance his data analysis capabilities. He has a proven track record of effectively communicating with outside industry professionals during regulatory investigations. His expertise includes conducting complex legal research and applying findings to regulatory examinations, demonstrating his ability to navigate intricate regulatory environments.