Christopher Kelly
About Christopher Kelly
Christopher Kelly serves as the Senior Vice President and Deputy Head of Enforcement at FINRA, a position he has held since 2014. He holds a JD from Harvard University and a BA from Duke University, and has previously worked in various roles at the United States Attorneys' Offices and Dechert LLP.
Work at FINRA
Christopher Kelly has served as Senior Vice President and Deputy Head of Enforcement at FINRA since 2014. In this role, he oversees enforcement actions and regulatory compliance within the financial industry. His responsibilities include managing investigations and ensuring adherence to securities laws and regulations. Kelly's extensive background in law and enforcement contributes to his effectiveness in this position.
Education and Expertise
Christopher Kelly earned his Doctor of Law (JD) degree from Harvard University, where he studied from 1996 to 1999. Prior to this, he obtained a Bachelor of Arts (BA) from Duke University, completing his studies there from 1992 to 1995. His educational background provides a strong foundation in legal principles and regulatory frameworks, enhancing his expertise in enforcement and compliance.
Background
Before joining FINRA, Christopher Kelly worked at the United States Attorneys' Offices from 2006 to 2014. He held the positions of Deputy Chief in the Criminal Division and Chief of the Economic Crimes Unit. This experience involved prosecuting complex criminal cases and managing significant economic crime investigations. Additionally, he worked as an Associate at Dechert LLP from 2000 to 2006, where he gained experience in various legal practices.
Achievements
During his tenure at the United States Attorneys' Offices, Christopher Kelly played a key role in significant economic crime cases, contributing to the enforcement of federal laws. His leadership in the Economic Crimes Unit involved overseeing investigations that addressed financial fraud and related offenses. His work at FINRA continues to build on this foundation, focusing on regulatory enforcement within the financial sector.