Cormac Lynch
About Cormac Lynch
Cormac Lynch is a Principal Examiner at FINRA, where he has worked since 2019. He has a background in equity derivatives and regulatory compliance, with previous roles at FINRA and various financial firms in New York.
Current Role at FINRA
Cormac Lynch serves as a Principal Examiner at FINRA, a position he has held since 2019. In this role, he is responsible for overseeing regulatory compliance and ensuring that firms adhere to industry standards. His work contributes to maintaining the integrity of the financial markets in the United States. Prior to this role, he was an Associate Principal Examiner from 2016 to 2019, where he further developed his expertise in regulatory oversight.
Previous Experience at FINRA
Cormac Lynch's career at FINRA began in 2015 when he worked as a Senior Examiner for one year. His tenure at FINRA has provided him with extensive experience in regulatory compliance and examination processes within the financial sector. This background has equipped him with a comprehensive understanding of the regulatory landscape.
Professional Background in Finance
Before his time at FINRA, Cormac Lynch worked in various roles within the finance industry. He was an Equity Derivatives Broker at Louis Capital Markets from 2008 to 2010 and an Equity & Index Derivatives Broker at MPS Global Securities, LLC from 2010 to 2013. He also served as an Operations Assistant at Louis Capital Markets from 2007 to 2008. These roles provided him with a solid foundation in equity derivatives and securities trading.
Education and Expertise
Cormac Lynch earned a Bachelor of Arts degree in Economics and Legal Studies from the National University of Ireland, Galway, completing his studies from 2002 to 2005. His educational background, combined with his professional experience, has equipped him with expertise in US Regulatory Compliance, Equity Derivative Sales & Execution, and Securities Clearing & Settlements.
Skills and Interests
Cormac Lynch possesses strong skills in regulatory compliance and problem-solving, enhanced by his exposure to diverse cultures through travel. He has a keen interest in engaging with individuals who challenge conventional norms and possess an entrepreneurial mindset, reflecting his commitment to innovation in the financial industry.