Dan Czajka
About Dan Czajka
Dan Czajka is a Principal Examiner at Tfce and has extensive experience in the financial industry, including roles at Cboe and Melvin Securities. He has been with the Financial Industry Regulatory Authority (FINRA) since 2015, focusing on options regulation.
Work at FINRA
Dan Czajka has been employed at the Financial Industry Regulatory Authority (FINRA) since 2015. He holds the position of Manager in Options Regulation, where he oversees compliance and regulatory matters related to options trading. His role involves ensuring that market participants adhere to established regulations and standards. Czajka's tenure at FINRA spans over nine years, during which he has contributed to the development and implementation of regulatory frameworks within the financial industry.
Previous Experience in Market Making and Trading
Before joining FINRA, Dan Czajka worked as a Market Maker and Proprietary Trader at Melvin Securities from 1995 to 2002. This seven-year experience provided him with a strong foundation in trading strategies and market dynamics. He further enhanced his expertise at LaSalle Capital, where he served as a Market Maker from 2004 to 2007. His background in market making has equipped him with insights into trading operations and market behavior.
Career at Cboe
Dan Czajka held multiple positions at Cboe, contributing to the organization's regulatory and investigative functions. He served as an Investigator from 2007 to 2008 and later advanced to the role of Chief Investigator from 2011 to 2012. Czajka was also the Manager of the Department of Market Regulation from 2012 to 2015, overseeing market compliance and regulatory enforcement. His experience at Cboe spanned several years and included roles that focused on market integrity and investigative processes.
Education and Expertise
Dan Czajka studied at Northeastern Illinois University, where he earned a Bachelor's degree in Economics. His education provided him with a strong analytical background and an understanding of economic principles. This academic foundation has been instrumental in his career in finance and regulation, enabling him to navigate complex market structures and regulatory environments effectively.
Current Role at NASD
In addition to his role at FINRA, Dan Czajka has been serving as a Principal Examiner at NASD since 2018. His responsibilities include evaluating compliance with regulatory standards and conducting examinations of financial firms. This position complements his work at FINRA and reinforces his commitment to maintaining market integrity and protecting investors.