Dan Grundy
About Dan Grundy
Dan Grundy serves as the RSA & Operations Manager at FINRA, a position he has held since 2020.
Work at FINRA
Dan Grundy has been serving as the RSA & Operations Manager at FINRA since 2020. In this role, he is responsible for overseeing the operations related to risk assessment and management. His work involves ensuring that the organization's operational processes align with regulatory standards and best practices. He has contributed to the development and implementation of operational strategies that enhance efficiency and compliance within the organization.
Professional Experience
Dan Grundy has accumulated four years of experience in his current position at FINRA. His role as RSA & Operations Manager encompasses a range of responsibilities that include managing operational workflows and coordinating risk assessment initiatives. This experience has equipped him with a solid understanding of the regulatory landscape and operational management within the financial services sector.