David Duodu, Cams
About David Duodu, Cams
David Duodu is a Senior Regulatory Analyst at FINRA, where he has worked since 2005. He specializes in investigating fraudulent trading activities and has a background in finance from North Carolina Central University.
Work at FINRA
David Duodu has served as a Senior Regulatory Analyst at FINRA since 2005. In this role, he conducts routine reviews and investigations into fraudulent and manipulative trading activities. His responsibilities include compiling and organizing information from various sources, such as brokerage account statements and bank records, to support investigations. Duodu also interfaces with NASD member firms, providing customer service in a specialized area of regulatory responsibility. He presents investigative findings both orally and in writing to management and other stakeholders.
Education and Expertise
David Duodu studied Finance at North Carolina Central University, where he earned a Bachelor of Arts degree from 1997 to 2001. He also attended Achimota Secondary School and Labone Secondary School. His educational background provides a strong foundation for his work in regulatory analysis and financial investigations.
Previous Experience at Legg Mason
Before joining FINRA, David Duodu worked as a Registered Representative at Legg Mason for one year, from 2004 to 2005, in McLean, VA. This experience contributed to his understanding of financial markets and regulatory requirements, enhancing his analytical skills in his current role.
Background
David Duodu has a background in finance and regulatory analysis. His career has focused on investigating trading activities and ensuring compliance within the financial industry. His role at FINRA emphasizes his commitment to maintaining market integrity and protecting investors.