David Frost
About David Frost
David Frost is a Senior Business Analyst at FINRA, where he assists in developing policies for OTC Transparency data products and monitors compliance with SEC and FINRA rules. He has a diverse background in finance, having held various analyst and advisory roles at notable organizations including J.P. Morgan and Success Academy Charter Schools.
Current Role at FINRA
David Frost serves as a Senior Business Analyst at the Financial Industry Regulatory Authority (FINRA) since 2016. In this role, he assists in the development of policies and procedures for Over-the-Counter (OTC) Transparency data products. He monitors changes to SEC and FINRA rules to ensure compliance for business members. Additionally, he coordinates and runs monthly Reg SCI meetings with business members, facilitating discussions on regulatory compliance and operational efficiency.
Previous Experience in Financial Analysis
Prior to his current position at FINRA, David Frost held various roles in financial analysis. He worked as a Financial Analyst at Initiative for five months in 2016 and at Success Academy Charter Schools for one year from 2014 to 2015. He also served as an Accounting Excel Analyst on a contract basis at The Princeton Club of New York for four months in 2013. His experience includes analyzing financial data and supporting decision-making processes in these organizations.
Experience in Banking and Operations
David Frost has a background in banking and operations, having worked at J.P. Morgan as a Fixed Income Operations Analyst for one year from 2011 to 2012. He also served as a Licensed Personal Banker at JP Morgan Chase Bank for 11 months in 2009. His roles involved managing financial transactions and ensuring operational efficiency within the banking sector.
Educational Background
David Frost studied at Iona University, where he earned a Bachelor's degree in Political Science from 2001 to 2005. He later pursued an MBA at the same institution, focusing on Finance and International Business from 2006 to 2008. His educational background provides a solid foundation for his career in finance and business analysis.
Professional Development and Skills
Throughout his career, David Frost has developed a range of skills relevant to financial analysis and regulatory compliance. His experience includes monitoring regulatory changes, developing policies, and conducting meetings with business members. His analytical skills are complemented by his educational background in finance and political science, enabling him to navigate complex financial environments effectively.