David Ptashny, Cfa, Frm, Mfm
About David Ptashny, Cfa, Frm, Mfm
David Ptashny is a Director of Broker/Dealer Industry Risk Analytics at FINRA, with over two decades of experience in the financial industry, focusing on risk analytics and quantitative research. He has held significant roles at various financial institutions, including CIBC World Markets and RBC Capital Markets, and has an educational background in Actuarial Science and Financial Mathematics.
Work at FINRA
David Ptashny has been serving as the Director of Broker/Dealer Industry Risk Analytics at FINRA since 2015. In this role, he focuses on providing risk intelligence within the broker/dealer sector. His responsibilities include utilizing various data analysis techniques to assess and mitigate risks associated with the industry. His extensive experience in regulatory risk intelligence contributes to the effectiveness of FINRA's oversight of the financial markets.
Education and Expertise
David Ptashny holds a Bachelor of Mathematics (BMath) degree in Actuarial Science and Computer Science from the University of Waterloo, where he studied from 1988 to 1992. He furthered his education at the University of Chicago, earning a Master of Science (MS) in Financial Mathematics from 1996 to 1997. His academic background provides a strong foundation for his expertise in quantitative research and risk analytics.
Background in Financial Industry
David Ptashny has over two decades of experience in the financial industry, with a specific focus on risk analytics and quantitative research. His career includes significant roles in various organizations, where he has developed a deep understanding of statistical arbitrage and regulatory risk intelligence. His previous positions include serving as Executive Director at CIBC World Markets and Principal Quantitative Researcher at Campbell and Company.
Career Progression
David Ptashny's career includes notable positions in quantitative research and statistical arbitrage trading. He worked at RBC Capital Markets as a Quantitative Analyst from 1997 to 2002, followed by a nine-year tenure at CIBC World Markets as the Head of the Statistical Arbitrage Group. He then transitioned to Campbell and Company as Principal Quantitative Researcher before joining FINRA. His career reflects a consistent focus on risk analytics and data-driven decision-making.