Delphina Jennings

Delphina Jennings

Office Manager; Office Of Financial Innovation (Ofi) @ FINRA

About Delphina Jennings

Delphina Jennings serves as the Office Manager for the Office of Financial Innovation at FINRA, where she has worked since 1998. She manages a significant budget, oversees records retention procedures, and trains staff on information privacy policies.

Work at FINRA

Delphina Jennings has been employed at the Financial Industry Regulatory Authority (FINRA) since 1998, serving as the Office Manager for the Office of Financial Innovation (OFI). In this role, she manages a budget exceeding $500,000, which includes overseeing contracts, office expenses, and travel expense reports. Jennings also coordinates and supports the Economic Advisory Committee and FinTech Industry Committee meetings, which occur biannually. Additionally, she serves as the point of contact for OFI personnel, managing staffing requisitions and ensuring compliance with FINRA policies.

Education and Expertise

Delphina Jennings earned her Bachelor's Degree from the University of Maryland Baltimore County, where she studied Biology as her major and Psychology as her minor from 1987 to 1992. Her educational background provides her with a foundation in both scientific and psychological principles, which may contribute to her role in managing office operations and personnel at FINRA.

Background

Jennings has been an active member of the FINRA community since the late 1990s. She participated in the FINRA Office Managers' Training Management Committee from 2012 to 2014 and served on the FINRA Office Managers’ Conference Committee in 2019. Since 2003, she has also held the position of FINRA Floor Warden, demonstrating her commitment to safety and emergency preparedness within the organization.

Achievements

Since 2015, Delphina Jennings has been a participant in FINRA Toastmasters, focusing on improving her public speaking and leadership skills. She is responsible for creating and managing OFI's Records Retention Procedure and Information Privacy Policy, which includes training OFI staff annually on updates related to these policies. Jennings also processes security incident reports, ensuring that the office adheres to necessary privacy and security standards.

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