Domingo Diaz
About Domingo Diaz
Domingo Diaz serves as an Examination Manager at the Financial Industry Regulatory Authority (FINRA) since 2012, bringing over a decade of experience in the Greater New York City Area. He previously held the position of Vice President at Goldman Sachs, where he worked for 14 years in the Equities and Fixed Income Client Middle Office.
Work at FINRA
Domingo Diaz has served as Examination Manager at the Financial Industry Regulatory Authority (FINRA) since 2012. In this role, he is responsible for overseeing examination processes and ensuring compliance within the financial industry. His tenure at FINRA spans over 12 years, during which he has contributed to the organization's mission of protecting investors and maintaining market integrity in the Greater New York City Area.
Previous Experience at Goldman Sachs
Before joining FINRA, Domingo Diaz worked at Goldman Sachs for 14 years, from 1998 to 2012. He held the position of Vice President in the Equities and Fixed Income Client Middle Office. In this capacity, he managed various client-related operations, focusing on enhancing service delivery and operational efficiency within the firm.
Education and Expertise
Domingo Diaz holds a Bachelor of Science degree from Syracuse University, where he pursued a dual major in Managerial Statistics and Marketing. This educational background has equipped him with analytical skills and marketing knowledge, which are essential in his current role in regulatory examination and compliance.