Doria Bachenheimer
About Doria Bachenheimer
Doria Bachenheimer serves as Principal Counsel for Enforcement in Market Regulation at FINRA, bringing extensive experience in securities, banking, and insurance regulation. Her career includes significant roles at the US Securities and Exchange Commission and TIAA-CREF, along with a commitment to community service as a volunteer attorney.
Work at FINRA
Doria Bachenheimer has been serving as Principal Counsel in the Enforcement - Market Regulation division at FINRA since 2020. In this role, she applies her extensive knowledge of securities regulation to oversee enforcement actions and ensure compliance within the market. Her responsibilities include analyzing complex regulatory issues and providing legal guidance to support FINRA's mission of protecting investors and maintaining market integrity.
Education and Expertise
Doria Bachenheimer earned her Juris Doctor (J.D.) degree from Boston University School of Law, where she studied from 1978 to 1982. She also holds an A.B. degree, Magna Cum Laude, from Brandeis University, which she completed in 1983. Her educational background provides a solid foundation for her expertise in securities, banking, and insurance regulation.
Background
Doria Bachenheimer has a robust professional background in regulatory affairs and policy. Prior to her current role at FINRA, she worked as Managing Director of Regulatory Affairs & Policy at TIAA-CREF from 2008 to 2016. Additionally, she served as Assistant Regional Director at the US Securities and Exchange Commission from 1999 to 2008, where she contributed significantly to regulatory enforcement efforts.
Community Involvement
Doria Bachenheimer has demonstrated a commitment to community service through her volunteer work as an attorney at Pace Women's Justice Center from 2019 to 2020. This role allowed her to engage in legal advocacy and support individuals in need, reflecting her dedication to using her legal skills for the benefit of the community.
Achievements in Regulatory Affairs
Throughout her career, Doria Bachenheimer has developed a deep understanding of market regulation. Her experience at FINRA, along with her previous roles at the US Securities and Exchange Commission and TIAA-CREF, has equipped her with the skills necessary to navigate complex regulatory landscapes. Her contributions to regulatory enforcement and policy development have been significant in shaping the industry.