Douglas Scantlebury, Cica
About Douglas Scantlebury, Cica
Douglas Scantlebury serves as an Associate Principal Examiner in Capital Markets at FINRA, where he has worked since 2020. He has a background in public accounting, finance, and forensic accounting, with previous experience at the NYS Office of the State Comptroller.
Work at FINRA
Douglas Scantlebury serves as an Associate Principal Examiner in the Capital Markets division at FINRA. He has held this position since 2020, contributing to the oversight and regulation of the securities industry. Prior to this role, he worked as an Associate Principal Examiner for the Membership Application Program starting in 2019. His responsibilities involve evaluating membership applications and ensuring compliance with regulatory standards within the financial sector.
Previous Experience at NYS Office of the State Comptroller
Douglas Scantlebury worked at the New York State Office of the State Comptroller from 2008 to 2015. Initially, he served as an Examiner for two years before advancing to the role of Senior Examiner, where he worked for an additional five years. His tenure at the Comptroller's office involved conducting audits and evaluations of financial operations, contributing to the integrity of state financial management.
Education and Expertise
Douglas Scantlebury holds multiple degrees from various institutions. He earned a Bachelor of Science in Public Accounting and Finance from Brooklyn College, where he studied from 2006 to 2008. He also completed a Bachelor of Arts in Public Communications at the same institution, spanning from 1990 to 1999. Additionally, he obtained a Master of Public Administration with a focus on Inspection and Oversight - Forensic Accounting from John Jay College (CUNY) between 2018 and 2023. His educational background supports his expertise in finance, public affairs, and regulatory compliance.
Professional Skills and Style
Douglas Scantlebury possesses strong interpersonal skills that enable him to build coalitions among diverse communities and clients. He thrives in competitive and fast-paced environments, focusing on quick turnarounds. His hands-on administrative style is complemented by solid business acumen, allowing him to navigate complex challenges effectively. He has a proven track record of success in both the banking and finance industry as well as in higher education.