Edward Margulis
About Edward Margulis
Edward Margulis is a Senior Attorney specializing in Statutory Disqualifications at FINRA, where he has worked since 2020. He has a diverse legal background, including previous roles as an Associate Attorney and Examiner, and holds advanced degrees from Georgetown University Law Center and Delaware Law School.
Work at FINRA
Edward Margulis currently serves as a Senior Attorney in the Statutory Disqualifications department at FINRA, a role he has held since 2020 in New York, New York. His responsibilities include handling complex legal issues related to statutory disqualifications. Prior to this position, he worked as an Examiner from 2018 to 2019 and as a Senior Examiner from 2019 to 2020, both roles focused on regulatory compliance and enforcement. Additionally, he briefly served as an Associate Principal Examiner in 2020. His extensive experience at FINRA highlights his expertise in securities regulation.
Education and Expertise
Edward Margulis has a strong educational background in law. He earned a Master of Laws (LL.M.) in Securities and Financial Regulation from Georgetown University Law Center, where he studied from 2018 to 2021. He also holds a Juris Doctor (J.D.) from Delaware Law School, obtained between 2010 and 2013. His undergraduate education includes a Bachelor's Degree from Rutgers University-New Brunswick, completed from 2006 to 2009. This educational foundation supports his expertise in legal matters related to financial regulation.
Background
Edward Margulis began his legal career as a Legal Clerk at Leonard S. Miller, P.A. from 2009 to 2012. He then gained experience as a Judicial Extern to Judge Ralph L. DeLuccia, Jr. at the Superior Court of New Jersey in 2012. Following this, he worked as an Associate Attorney at Landman Corsi Ballaine & Ford P.C. from 2016 to 2017 and at Winget, Spadafora & Schwartzberg, LLP for a brief period in 2017. His diverse background in various legal roles has contributed to his current position at FINRA.
Professional Experience
Throughout his career, Edward Margulis has held several significant positions in the legal field. He worked as a Law Clerk to Judge Bruno Mongiardo at the Superior Court of New Jersey from 2013 to 2014. His experience includes various roles at FINRA, where he progressed from Examiner to Senior Attorney. His work has primarily focused on statutory disqualifications and regulatory compliance, showcasing his commitment to the legal profession.