Elizabeth Getz, Esq.
About Elizabeth Getz, Esq.
Elizabeth Getz, Esq. is a Trading and Financial Compliance Examiner at FINRA, where she has worked since 2020. She holds a Juris Doctor from Suffolk University Law School and has experience in various roles within the legal and financial sectors.
Work at FINRA
Elizabeth Getz currently serves as a Trading and Financial Compliance Examiner - Options at FINRA, a role she has held since 2020. In this position, she is responsible for overseeing compliance within the trading sector, ensuring that all operations adhere to regulatory standards. Her work is based in New York, United States, where she applies her expertise in financial compliance to monitor trading activities and assess compliance risks.
Previous Experience
Prior to her role at FINRA, Elizabeth Getz gained diverse experience in the financial and legal sectors. She worked as a Corporate Governance and Fund Administrator at State Street for nine months in 2017, where she contributed to the management of corporate governance matters. Earlier, she served as a Probate and Estate Planning Paralegal at Dennis Sullivan & Associates in 2015 for eight months, assisting with legal documentation and client support. Additionally, she was a Real Estate Closing Assistant at Morgan Title Company in 2014 for eleven months, facilitating real estate transactions.
Education and Expertise
Elizabeth Getz earned her Juris Doctor (J.D.) from Suffolk University Law School, where she focused on Business Law and Financial Services from 2013 to 2016. This education provided her with a strong foundation in legal principles related to finance and compliance. She also holds a Bachelor’s Degree from Smith College, where she majored in Classical Studies and History of the Antiquities from 2009 to 2013. Her academic background supports her expertise in both legal and financial domains.
Background
Elizabeth Getz has a professional background that spans various roles in the financial and legal industries. Her career began with a focus on real estate and estate planning, transitioning into corporate governance and compliance. This diverse experience has equipped her with a comprehensive understanding of regulatory frameworks and financial operations, enabling her to effectively navigate the complexities of trading compliance.