Elizabeth O'neill
About Elizabeth O'neill
Elizabeth O'Neill serves as an Associate Principal Examiner at FINRA, where she has worked since 2020. She holds a Doctor of Law (JD) from the Elisabeth Haub School of Law at Pace University and has experience in various legal and account management roles.
Current Role at FINRA
Elizabeth O'Neill serves as an Associate Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2020. In this role, she is responsible for examining and overseeing compliance within the financial industry. Her work involves evaluating practices and ensuring adherence to regulatory standards. O'Neill's position at FINRA reflects her expertise in legal and regulatory matters within the financial sector.
Previous Experience at FINRA
Before her current role, Elizabeth O'Neill worked at FINRA as a Case Administrator from 2019 to 2020. In this capacity, she managed case files and assisted in the resolution of regulatory issues. This experience provided her with a foundational understanding of the regulatory landscape and the operational aspects of FINRA's functions.
Education and Expertise
Elizabeth O'Neill earned her Doctor of Law (JD) from the Elisabeth Haub School of Law at Pace University, completing her studies from 2016 to 2018. Prior to this, she obtained a Bachelor of Arts in Law and Justice from the State University of New York College at Cortland, where she studied from 2010 to 2014. Additionally, she studied Irish Studies at Dublin Business School in 2013. Her educational background equips her with a strong foundation in legal principles and practices.
Professional Background
Elizabeth O'Neill has held various positions that contributed to her professional development. She worked as an Account Executive at Infinite Direct for five months in 2014 and at Viogee, Inc. for eleven months from 2014 to 2015. Additionally, she gained legal experience as a Legal Intern at Collective in 2017 and as a Legal Research Assistant at the Pace Energy & Climate Center from 2017 to 2018. These roles provided her with diverse insights into both legal and business environments.