Emilie H.
About Emilie H.
Emilie H. is an Enforcement Investigator at FINRA, where she has worked since 2018. She has a diverse background in regulatory coordination, teaching, and customer service, with previous roles at the US Securities and Exchange Commission and Teavana.
Current Role at FINRA
Emilie H. serves as an Enforcement Investigator at the Financial Industry Regulatory Authority (FINRA) since 2018. In this role, she is responsible for investigating potential violations of securities regulations and ensuring compliance within the financial industry. Her work contributes to the enforcement of regulations that protect investors and maintain market integrity.
Previous Experience at FINRA
Prior to her current position, Emilie H. worked at FINRA as a Regulatory Coordinator from 2016 to 2018. During her two years in this role, she supported regulatory initiatives and collaborated with various teams to enhance compliance processes. Her experience at FINRA has provided her with a strong foundation in regulatory practices within the financial sector.
Professional Background
Emilie H. has a diverse professional background that includes roles in various organizations. She worked as a Contractor at the US Securities and Exchange Commission from 2012 to 2016, where she contributed to regulatory oversight. Additionally, she held a position as a Team Lead at Teavana for 11 months in 2011 to 2012, and served as a Communications Skills Instructor at Bilkent University for three months in 2010.
Educational Qualifications
Emilie H. has a solid educational background. She earned a Master's of Arts in Social Sciences from the University of Chicago in 2010. Prior to that, she completed her Bachelor's of Arts in History with a focus on American History and Social Science Perspectives at Michigan State University from 2005 to 2007. She also studied General Education at Macomb Community College from 2003 to 2005.