Emily Vanderpool

Emily Vanderpool

Principal Examiner @ FINRA

About Emily Vanderpool

Emily Vanderpool serves as a Principal Examiner at FINRA, where she has worked since 2021. She has a background in law and economics, having previously held positions at the Manhattan District Attorney's Office and various roles at FINRA.

Work at FINRA

Emily Vanderpool has held multiple positions at the Financial Industry Regulatory Authority (FINRA) since 2018. She began her tenure as an Examiner from 2018 to 2019, where she focused on regulatory compliance and oversight. Following this role, she served as a Senior Examiner for six months in 2019, and then transitioned to Associate Principal Examiner from 2020 to 2021. Currently, she works as a Principal Examiner, a position she has held since 2021. In her current role, she is responsible for conducting examinations and ensuring adherence to industry regulations.

Previous Experience at Manhattan District Attorney's Office

Before joining FINRA, Emily Vanderpool worked at the Manhattan District Attorney's Office. She served as a Paralegal for Major Economic Crimes from 2016 to 2018, where she assisted in legal research and case preparation. Additionally, she worked as an Investigative Analyst for six months in 2017, contributing to investigations related to economic crimes. Her experience in this office provided her with a strong foundation in legal processes and investigative techniques.

Education and Expertise

Emily Vanderpool holds a Bachelor’s degree in Economics from the State University of New York at New Paltz, where she studied from 2012 to 2016. She is currently pursuing a Master of Business Administration (MBA) at NYU Stern School of Business, expected to complete in 2024. Her educational background has equipped her with a solid understanding of economic principles and business practices, which she applies in her professional roles.

Early Career and Academic Roles

Emily Vanderpool began her career in academia while studying at SUNY New Paltz. She worked as a Tutor for the Legal Environment of Business from 2013 to 2016, helping students understand legal concepts. Additionally, she held positions as a Student Assistant in the Business Department and Academic Advising from 2014 to 2015. These roles provided her with valuable experience in educational support and administrative tasks.

Experience in the Cinemas Industry

Emily Vanderpool has experience in the cinema industry, having worked as an Assistant Manager at Clearview Cinemas from 2012 to 2013 and at Bow Tie Cinemas from 2013 to 2015. In these roles, she managed daily operations, customer service, and staff supervision, gaining skills in management and operations.

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