Eric Hebert, Cfe

Eric Hebert, Cfe

Investigative Director Specialist Team @ FINRA

About Eric Hebert, Cfe

Eric Hebert is the Investigative Director of the Specialist Team at FINRA, where he manages projects focused on analyzing market risks. He has extensive experience in both quantitative and qualitative assessments and has held various roles at FINRA since 2003.

Current Role at FINRA

Eric Hebert currently serves as the Investigative Director for the Specialist Team at FINRA, a position he has held since 2021. In this role, he manages projects that focus on the analysis and review of data outputs related to market risks. He oversees a team that employs advanced analytics to identify individuals posing risks to investors and markets. His responsibilities include both quantitative and qualitative assessments of market risks, ensuring that the organization effectively addresses potential threats.

Previous Experience at FINRA

Eric Hebert has extensive experience at FINRA, where he has held several significant positions. He worked as a Principal Examiner from 2003 to 2011 and later as Examination Manager for the Member Supervision department from 2011 to 2018. Following this, he served as Examination Manager for the High Risk Representative Unit (HRRU) from 2018 to 2021. His tenure at FINRA spans over 15 years, during which he contributed to various aspects of market supervision and risk assessment.

Education and Qualifications

Eric Hebert earned his Bachelor's degree in Business Administration and Management from Curry College, where he studied from 1996 to 2000. This educational background provided him with a foundation in business principles, which he has applied throughout his career in financial regulation and risk management.

Early Career at MetLife

Before joining FINRA, Eric Hebert worked at MetLife as a Securities Principal for a brief period in 2003. His role involved responsibilities related to securities and financial services, contributing to his understanding of market dynamics and regulatory requirements.

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