Eric Knight
About Eric Knight
Eric Knight is an Analyst in Advertising Regulation at FINRA, with a background in financial services and compliance. He has held various roles in organizations such as MetLife, Bluerock, and Principal Financial Group, and has a Master's degree in Compliance from Fordham University School of Law.
Current Role at FINRA
Eric Knight has been serving as an Analyst in Advertising Regulation at FINRA since 2021. In this role, he focuses on ensuring compliance with advertising regulations within the financial services industry. His responsibilities include analyzing advertising materials and collaborating with various stakeholders to promote adherence to regulatory standards. His position is based in the New York City Metropolitan Area.
Previous Experience in Financial Services
Eric Knight has extensive experience in the financial services sector. He worked at MetLife as a Senior Internal Wholesaler from 2002 to 2011 in Irvine, CA. Following this, he held positions at Grubb & Ellis as a Senior Internal Wholesaler and at Griffin Capital Securities as Associate Vice President. He also served as Associate Vice President at Bluerock from 2018 to 2021 and as Regional Marketing Director at CION Investments for a brief period in 2017-2018.
Education and Expertise
Eric Knight completed his Master's degree in Compliance at Fordham University School of Law from 2020 to 2021. He also holds a Bachelor of Science in Business Administration and Management from St. Cloud State University, which he achieved from 2016 to 2017. His educational background has contributed to his understanding of regulatory frameworks and compliance in the financial industry.
Career Development and Philosophy
Eric Knight paused his career to complete his undergraduate studies, which enhanced his appreciation for the law. He advocates for collaboration and finding common ground to achieve goals. He believes that understanding the expectations and objectives of all parties involved is crucial for success in service, sales, or compliance.