Eric Levine
About Eric Levine
Eric Levine serves as the Surveillance Director at the Financial Industry Regulatory Authority (FINRA), a position he has held since 2015. He previously worked as a Regulatory Coordinator at FINRA from 2007 to 2015 and holds an M.B.A. from Pace University and a B.B.A. from the University of Delaware.
Work at FINRA
Eric Levine has served as Surveillance Director at the Financial Industry Regulatory Authority (FINRA) since 2015. In this role, he oversees the surveillance operations that monitor trading activities and ensure compliance with industry regulations. Prior to becoming Surveillance Director, he worked as a Regulatory Coordinator at FINRA from 2007 to 2015. His responsibilities included coordinating regulatory initiatives and supporting compliance efforts within the organization.
Education and Expertise
Eric Levine holds a Master of Business Administration (M.B.A.) from Pace University - Lubin School of Business, where he studied Finance and Information Systems from 1998 to 2002. He also earned a Bachelor of Business Administration (B.B.A.) from the University of Delaware - Lerner College of Business and Economics, completing his degree from 1990 to 1994. His educational background provides a strong foundation in finance and business operations, contributing to his expertise in regulatory compliance.
Background
Eric Levine's professional journey in the financial sector began with his role at FINRA, where he has accumulated significant experience over the years. His tenure at FINRA spans over a decade, reflecting his commitment to the organization and the regulatory landscape. His academic qualifications in business and finance further enhance his understanding of the complexities involved in financial regulation.
Career Progression
Eric Levine's career at FINRA has seen a progression from Regulatory Coordinator to Surveillance Director. This advancement highlights his growing responsibilities and expertise in the field of financial regulation. His experience in both roles has equipped him with a comprehensive understanding of the regulatory environment and the importance of effective surveillance in maintaining market integrity.