Evan Spevak
About Evan Spevak
Evan Spevak is a Supervising Analyst at FINRA, specializing in advertising regulation and compliance within the financial industry. He holds multiple securities licenses and has extensive experience in problem-solving and due diligence in financial contexts.
Work at FINRA
Evan Spevak has been serving as a Supervising Analyst at the Financial Industry Regulatory Authority (FINRA) since 2008. In this role, he is responsible for reviewing advertising materials to ensure compliance with FINRA's advertising rules. His work involves conducting due diligence and problem-solving within financial contexts, contributing to the regulatory oversight of the financial industry.
Education and Expertise
Evan Spevak holds multiple degrees from the University of Miami Herbert Business School. He earned a Bachelor of Business Administration (BBA) in Management and Finance from 1979 to 1983. He later achieved a Master of Business Administration (MBA) in Finance from 1989 to 1990. His educational background supports his expertise in advertising regulation and compliance within the financial sector.
Background
Before joining FINRA, Evan Spevak gained experience in the financial industry through various roles. He worked as a Branch Examiner and Advertising Principal at Independent Financial from 2005 to 2008. Prior to that, he was a Customer Service Representative at Banc of America Investments from 2004 to 2005. His career has been marked by a focus on compliance and regulatory standards.
Achievements
Evan Spevak possesses a comprehensive set of securities licenses, including Series 4, 6, 7, 24, 53, 63, and 65. These licenses reflect his qualifications and expertise in the financial industry. His skills include conveying complex financial information to clients and ensuring quality control in advertising compliance.