Gary Lisker
About Gary Lisker
Gary Lisker serves as the Senior Special Counsel for Disclosure Programs at the Financial Industry Regulatory Authority (FINRA), where he oversees the BrokerCheck database. He has a background in law and economics, holding a J.D. from Duke University School of Law and a B.A. in Economics from The Johns Hopkins University.
Current Role at FINRA
Gary Lisker serves as Senior Special Counsel in the Disclosure Programs at the Financial Industry Regulatory Authority (FINRA). He has held this position since 2013, contributing to the Credentialing, Registration, Education and Disclosure (CRED) Department. His primary policy responsibility includes overseeing BrokerCheck, an online database that offers background information about registered representatives and brokerage firms. Lisker's role is significant in helping investors make informed decisions regarding their financial advisors and firms.
Previous Experience in Financial Regulation
Before his current role at FINRA, Gary Lisker worked as Senior Counsel for Enforcement at FINRA from 1999 to 2013. In this capacity, he was involved in regulatory enforcement actions and contributed to the oversight of compliance within the financial industry. His earlier experience includes serving as an Associate Attorney at Hunton & Williams from 1992 to 1996 and as a Staff Attorney at the U.S. Court of Appeals for the 11th Circuit from 1991 to 1992.
Educational Background
Gary Lisker earned his Juris Doctor (J.D.) degree from Duke University School of Law, where he studied from 1985 to 1988. Prior to that, he obtained a Bachelor of Arts (B.A.) in Economics from The Johns Hopkins University, studying there from 1981 to 1985. His foundational education began at William Penn Charter School, where he attended from 1978 to 1981.
Legal Career Path
Gary Lisker's legal career includes significant roles in various capacities. He served as a Law Clerk to Judge Stanley F. Birch, Jr. at the U.S. Court of Appeals for the 11th Circuit from 1990 to 1991. His diverse experiences in both private practice and regulatory environments have shaped his expertise in financial regulation and compliance.