Gene De Maio
About Gene De Maio
Gene De Maio serves as the Executive Vice President at FINRA and holds adjunct professor positions at Stetson University College of Law and Fordham Law Program on Corporate Ethics and Compliance. He has extensive academic credentials, including a J.D. from Fordham University School of Law and an LL.M. from New York University School of Law.
Work at FINRA
Gene De Maio has held the position of Executive Vice President at FINRA since 2019. Prior to this role, he served as Senior Vice President for 21 years, starting in 2003. In his capacity at FINRA, he has been involved in various initiatives related to financial regulation and compliance, contributing to the organization's mission of protecting investors and ensuring market integrity.
Education and Expertise
Gene De Maio earned his Juris Doctor (J.D.) from Fordham University School of Law, completing his studies from 1993 to 1996. He furthered his education by obtaining a Master of Laws (LL.M.) in Corporate Law from New York University School of Law, which he attended from 1996 to 1999. Additionally, he holds a Bachelor of Science (B.S.) in Accounting from Fordham University, where he studied from 1989 to 1993.
Current Academic Roles
In 2023, Gene De Maio began serving as an Adjunct Professor at Stetson University College of Law in Tampa, Florida. He also holds a similar position at the Fordham Law Program on Corporate Ethics and Compliance in New York. In these roles, he shares his expertise in law and corporate compliance with students, contributing to their academic and professional development.
Professional Background
Gene De Maio has a robust professional background in law and finance, with extensive experience in regulatory compliance. His roles at FINRA and his academic positions reflect his commitment to education and the advancement of corporate ethics. His educational qualifications provide a strong foundation for his work in these areas.