Greg West
About Greg West
Greg West is a Senior Corporate Actions Analyst with expertise in regulatory compliance and a focus on continuous improvement through technology. He has a background in economics from Fordham University and has held various roles in financial services across New Zealand and the United States.
Current Role at FINRA
Greg West serves as a Senior Corporate Actions Analyst at FINRA, a position he has held since 2020. Based in Rockville, Maryland, he focuses on regulatory compliance and operational effectiveness within the financial industry. His role involves ensuring adherence to industry standards and regulations, which is critical for maintaining the integrity of financial markets.
Previous Experience in Corporate Actions
Prior to his current role, Greg West worked at JBWere in Auckland, New Zealand, as a Corporate Actions Analyst from 2017 to 2019. His responsibilities included managing corporate actions processes and ensuring compliance with relevant regulations. He also held the position of Assistant Vice President at PB Capital from 2005 to 2007, where he contributed to corporate actions and compliance efforts.
Education and Expertise
Greg West earned a Bachelor of Arts in Economics from Fordham University, where he studied from 1994 to 2000. His educational background provides a solid foundation for his expertise in regulatory compliance and financial analysis. He is technically proficient in Bloomberg and Bloomberg Request Builder applications, which are essential tools for financial reporting and analysis.
Professional Skills and Focus
Greg West has a strong focus on driving continuous improvement in financial operations. He incorporates new technology and innovative processes to enhance operational effectiveness. His skills include building and optimizing the performance of skilled teams, excelling in cross-functional collaboration, and managing client relationships to achieve shared business objectives.
Long-term Experience in Financial Services
With over a decade of experience in the financial services sector, Greg West has held various roles that have contributed to his expertise in corporate actions and regulatory compliance. He worked at AEGIS as an Asset Manager from 2008 to 2016, where he managed asset portfolios and ensured compliance with industry regulations. His diverse experience across different organizations has equipped him with a comprehensive understanding of the financial landscape.