Ilaria Parisotto
About Ilaria Parisotto
Ilaria Parisotto is a Manager of OTC Compliance at FINRA, where she has worked since 2014. She has a background in regulatory analysis and investigations, with experience in internal audits and collaboration with various government agencies.
Current Role at FINRA
Ilaria Parisotto currently holds the position of Manager in OTC Compliance at FINRA, a role she has occupied since 2018. In this capacity, she oversees a team of five staff members responsible for conducting investigations into securities industry fraud and regulatory non-compliance. Her responsibilities include collaborating with the FINRA Fraud Investigations team to perform both reactive and proactive data analysis. Parisotto interfaces with senior management, issuers, government agencies such as the SEC and FBI, foreign regulators, and the general public.
Previous Experience at FINRA
Prior to her current role, Ilaria Parisotto worked at FINRA in various capacities. She served as a Regulatory Analyst from 2008 to 2014, where she gained extensive experience in internal and SEC audits. She began her career at FINRA as a Gateway Agent from 2007 to 2008. This cumulative experience has equipped her with a deep understanding of regulatory compliance and fraud investigation within the financial industry.
Experience at CoStar Group
Before joining FINRA, Ilaria Parisotto worked at CoStar Group as a Regional Research Associate from 2005 to 2007. During her two years at CoStar Group, she developed skills in research and analysis, which have contributed to her subsequent roles in compliance and regulatory oversight.
Educational Background
Ilaria Parisotto studied at SDA Bocconi, where she earned a Master's Degree in International Economics from 1995 to 1997. She also studied at McGill University. Her educational background provides a strong foundation for her work in regulatory compliance and financial analysis.
Research on Regulatory Developments
In her current role, Ilaria Parisotto conducts proactive research on emerging regulatory developments related to cryptocurrencies and blockchain technologies. This research is essential for staying ahead of trends and ensuring compliance within the evolving financial landscape.