Ira Gluck

Ira Gluck

Director @ FINRA

About Ira Gluck

Ira Gluck is a Director at FINRA, specializing in Advertising Regulation. He has held various roles within FINRA since 1996, contributing significantly to regulatory issues and enforcement.

Current Role at FINRA

Ira Gluck currently serves as Director at FINRA, a position he has held since 2020. He works in Advertising Regulation at the Rockville, MD office. In this role, he oversees various regulatory initiatives and ensures compliance with advertising standards within the financial industry.

Previous Positions at FINRA

Ira Gluck has held multiple positions at FINRA over the years. He served as Senior Director in Emerging Regulatory Issues from 2013 to 2014, Investigative Specialist in Advertising Regulation from 2011 to 2013, and Senior Principal Investigator in Advertising Regulation from 2014 to 2016. He also worked as Associate Director in Advertising Regulation from 2016 to 2020 and held various supervisory roles in Member Regulation and Enforcement prior to these positions.

Educational Background

Ira Gluck has an extensive educational background. He earned a Master of Business Administration (MBA) from the Paul Merage School of Business at the University of California, Irvine, from 1998 to 2000. He also holds a Master of Arts (M.A.) in Social Sciences from the University of California, Irvine, completed between 1991 and 1996. Additionally, he obtained a Bachelor of Arts (B.A.) in Political Science and Government from the University of Pennsylvania, graduating in 1991.

Professional Development

Since 2015, Ira Gluck has been pursuing professional development by studying for the Chartered Financial Analyst (CFA) designation. He has successfully passed Level I of the CFA Program, demonstrating his commitment to enhancing his expertise in finance and investment analysis.

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