James Coulter
About James Coulter
James Coulter is a Principal Examiner at FINRA, where he has worked since 1988. He holds a Bachelor of Science degree in Finance from Bentley University, which he attended from 1980 to 1984.
Work at FINRA
James Coulter has served as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 1988. With over 36 years of experience in this role, he has contributed to the oversight and regulation of brokerage firms and exchange markets. His responsibilities include examining the practices of financial institutions to ensure compliance with industry regulations and standards.
Education and Expertise
James Coulter completed his Bachelor of Science degree in Finance at Bentley University, where he studied from 1980 to 1984. This educational background provided him with a solid foundation in financial principles and practices, which he applies in his role at FINRA. Prior to attending Bentley University, he graduated from Milton High School.
Background
James Coulter's career in finance began after he completed his education at Bentley University. His long tenure at FINRA reflects his commitment to the financial services industry and regulatory compliance. His role as a Principal Examiner involves a deep understanding of financial regulations and the ability to assess compliance among various financial entities.