James Murphy, Cfa
About James Murphy, Cfa
James Murphy, CFA, is an experienced Application Manager at the Financial Industry Regulatory Authority (FINRA) with over 15 years in asset and fixed income management. He has a background in finance from St. John's University and has held positions at Morgan Stanley Smith Barney and Allied Irish Bank.
Work at FINRA
James Murphy has served as an Application Manager at the Financial Industry Regulatory Authority (FINRA) since 2012. In this role, he oversees application management and ensures the effective implementation of technology solutions that support FINRA's regulatory mission. His tenure at FINRA spans over 12 years, during which he has contributed to various projects aimed at enhancing operational efficiency and regulatory compliance within the financial services industry.
Previous Experience at Morgan Stanley Smith Barney
Before joining FINRA, James Murphy worked at Morgan Stanley Smith Barney as a Fixed Income Associate for a period of eight months in 2010 and 2011. In this position, he was involved in fixed income investment strategies and contributed to the management of client portfolios. His experience at Morgan Stanley provided him with insights into the complexities of fixed income markets and investment services.
Experience at Allied Irish Bank
James Murphy began his career at Allied Irish Bank, where he worked as an Operations Associate from 1996 to 1999 for three years. In this role, he gained foundational experience in banking operations and financial services. His responsibilities included supporting operational processes and enhancing service delivery, which contributed to his understanding of the financial industry.
Education and Expertise
James Murphy holds a Bachelor of Science degree in Finance from St. John's University, The Peter J. Tobin College of Business, where he studied from 1992 to 1996. His educational background has equipped him with essential knowledge in finance, which he applies in his professional roles. With over 15 years of experience in asset and fixed income management, he specializes in balancing multiple reporting tasks while adhering to best practices and methodologies.
Skills and Specializations
James Murphy specializes in managing multiple reporting tasks and maintaining high levels of customer and client satisfaction. His strong communication skills enhance his ability to deliver effective investment services. He combines product and market knowledge with problem-solving skills to generate revenue and manage portfolios efficiently.