Jasmine Shergill
About Jasmine Shergill
Jasmine Shergill serves as the Director of Financial Innovation at FINRA, where she has worked since 2021. She holds a BBA in Managerial Sciences from Georgia State University and a J.D. from The Catholic University of America.
Current Role at FINRA
Jasmine Shergill serves as the Director of Financial Innovation at FINRA, a position she has held since 2021. In this role, she is responsible for leading initiatives that promote financial innovation within the regulatory framework. Her work focuses on developing strategies that enhance the effectiveness of financial regulations while fostering innovation in the financial services industry. She operates from the New York, NY office.
Previous Experience in Regulatory Affairs
Before her current role, Jasmine Shergill worked at eToro as the Director of Regulatory Affairs and Broker-Dealer Founding Principal from 2019 to 2020. In this capacity, she managed regulatory compliance and contributed to the establishment of the broker-dealer operations. Her previous experience also includes serving as Regulatory Counsel at Betterment from 2017 to 2019, where she provided legal guidance on regulatory matters.
Legal Background and Education
Jasmine Shergill holds a Doctor of Law (J.D.) degree from The Catholic University of America, Columbus School of Law, which she earned from 2010 to 2013. She also completed her Bachelor of Business Administration (BBA) in Managerial Sciences at Georgia State University - J. Mack Robinson College of Business from 2006 to 2010. This educational background provides her with a strong foundation in both business and legal principles.
Past Role at FINRA
Jasmine Shergill previously worked at FINRA as a Senior Attorney from 2014 to 2017. In this role, she provided legal advice and support on various regulatory issues, contributing to the organization's mission of protecting investors and ensuring market integrity. Her experience at FINRA has informed her current work in financial innovation.