Jason Robshaw
About Jason Robshaw
Jason Robshaw is a Director at FINRA, where he oversees a team investigating manipulative trading practices. He has extensive experience in regulatory roles, having worked in various capacities at FINRA and previously at Morgan Stanley Wealth Management.
Current Role at FINRA
Jason Robshaw has served as Director at FINRA (Financial Industry Regulatory Authority) since 2017. In this role, he supervises a team of investigators focused on complex investigations into manipulative trading activities. He collaborates with senior leadership to identify emerging regulatory issues and develop tools to address them effectively. His work is crucial in ensuring compliance within the financial industry.
Previous Experience at FINRA
Prior to his current position, Jason Robshaw held several roles at FINRA. He worked as Regulatory Analyst II in the Office of Fraud Detection and Market Intelligence from 2007 to 2010, and later in the Office of the Whistleblower from 2010 to 2011. He also served as Regulatory Analyst III and Manager of Market Regulation from 2011 to 2017. His investigations often lead to formal regulatory actions by agencies such as the SEC and IRS.
Experience in Financial Services
Before joining FINRA, Jason Robshaw worked at Morgan Stanley Wealth Management as a Registered Representative from 2004 to 2005. He also served as Account Services Manager at Discovery Communications from 2005 to 2007. These roles provided him with foundational experience in the financial services sector.
Education and Expertise
Jason Robshaw earned a Bachelor of Arts degree in Criminology and Criminal Justice from the University of Maryland, College Park, from 1998 to 2002. His educational background supports his expertise in regulatory compliance and market surveillance, which are critical in his current role at FINRA.