Jennifer Giannotti
About Jennifer Giannotti
Jennifer Giannotti serves as the Examination Director at the Financial Industry Regulatory Authority, where she has worked for 28 years. She holds a Bachelor's of Business Administration in Accounting from Baruch College, which she attended from 1992 to 1996, and previously worked as an Examiner at NYSE Euronext for 11 years.
Work at FINRA
Jennifer Giannotti has served as Examination Director at the Financial Industry Regulatory Authority (FINRA) since 1996. In this role, she oversees the examination process for member firms, ensuring compliance with industry regulations. Her responsibilities include developing examination strategies and leading teams to assess the operational practices of financial institutions. Giannotti's extensive experience in regulatory oversight contributes to FINRA's mission of protecting investors and maintaining market integrity.
Previous Experience at NYSE Euronext
Before joining FINRA, Jennifer Giannotti worked at NYSE Euronext as an Examiner from 1996 to 2007. During her eleven years at NYSE Euronext, she focused on evaluating compliance with trading regulations and operational standards. Her role involved conducting thorough examinations of market practices, which provided her with a solid foundation in regulatory frameworks and market operations.
Education and Expertise
Jennifer Giannotti earned her Bachelor's of Business Administration with a concentration in Accounting from Baruch College, attending from 1992 to 1996. This educational background has equipped her with a strong understanding of financial principles and regulatory requirements. Her expertise in accounting and business administration supports her current role in overseeing examinations and ensuring compliance within the financial industry.
Professional Background
Jennifer Giannotti has a professional background that spans over two decades in the financial regulatory sector. Starting her career as an Examiner at NYSE Euronext, she transitioned to her current position at FINRA, where she has accumulated significant experience in regulatory compliance and examination processes. Her career trajectory reflects a commitment to maintaining the integrity of financial markets and protecting investors.