Jerrold Runquist
About Jerrold Runquist
Jerrold Runquist is the Assistant Director of Quality of Markets at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2016. With over three decades of experience in the financial industry, he has held various roles in regulatory and investigative capacities, including positions at CBOE and FINRA.
Work at FINRA
Jerrold Runquist has been serving as the Assistant Director of Quality of Markets at the Financial Industry Regulatory Authority (FINRA) since 2016. In this role, he oversees the quality of market operations and ensures compliance with regulatory standards. Prior to this position, he worked as a Manager in Chicago Equities Surveillance at FINRA from 2009 to 2016. His responsibilities included monitoring equity market activities and implementing surveillance strategies to detect irregularities.
Experience at CBOE
Runquist worked at the Chicago Board Options Exchange (CBOE) for a total of 15 years, from 1989 to 2004. His roles included serving as a Trainer and later as Chief Investigator from 2004 to 2006. During his tenure, he gained significant experience in options trading and market operations, contributing to the regulatory framework within the exchange.
Education and Expertise
Jerrold Runquist earned a Bachelor of Arts (B.A.) in Organizational Development from DePaul University, where he studied from 1991 to 1997. His educational background has equipped him with the analytical skills necessary for his roles in the financial industry, particularly in market surveillance and regulatory compliance.
Background in Financial Industry
With over three decades of experience in the financial industry, Runquist has developed expertise in both regulatory and investigative roles. His extensive knowledge encompasses the surveillance of equity markets, options, and bonds, making him a valuable asset in maintaining market integrity.