Jerry Dougherty
About Jerry Dougherty
Jerry Dougherty serves as the Examination Director at FINRA, where he has worked since 1987. He holds a Bachelor's degree in Economics and a Bachelor's degree in Business Administration from Ursinus College, as well as a Master's degree in Finance from Drexel University.
Work at FINRA
Jerry Dougherty has served as Examination Director at the Financial Industry Regulatory Authority (FINRA) since 1987. With over 37 years of experience in this role, he operates from Denver, Colorado. His responsibilities include overseeing examination processes and ensuring compliance within the financial industry. His long tenure at FINRA highlights his commitment to regulatory oversight and the integrity of financial markets.
Education and Expertise
Jerry Dougherty holds a Bachelor's degree in Economics from Ursinus College. He also earned a Bachelor's degree in Business Administration and Management from the same institution. Additionally, he pursued further education at Drexel University, where he obtained a Master's degree in Finance from 1989 to 1993. This educational background provides him with a strong foundation in both economics and finance, contributing to his expertise in regulatory examination.
Background
Jerry Dougherty's educational journey began at Ursinus College, where he completed two Bachelor's degrees in Economics and Business Administration and Management. He later attended Drexel University to enhance his knowledge in finance. His academic achievements laid the groundwork for his career at FINRA, where he has developed extensive experience in financial regulation.
Professional Experience
With a career spanning over three decades at FINRA, Jerry Dougherty has accumulated significant experience in the financial regulatory landscape. His role as Examination Director involves critical oversight of compliance practices within the financial industry. His long-standing position reflects his deep understanding of regulatory frameworks and the importance of maintaining market integrity.