Jesse Gossett, JD, Cfa, Cfp, Crcp
About Jesse Gossett, JD, Cfa, Cfp, Crcp
Jesse Gossett is an experienced Examination Manager at the Financial Industry Regulatory Authority (FINRA), where he has worked since 2018. He holds a Juris Doctor and has a diverse background in financial services, regulatory compliance, and law, with previous roles at various legal and financial institutions.
Work at FINRA
Jesse Gossett currently serves as Examination Manager at the Financial Industry Regulatory Authority (FINRA), a position he has held since 2018. He has been involved in various examination-related activities, ensuring compliance with financial regulations. Prior to this role, he worked as a Principal Examiner at FINRA for seven years, starting in 2017. His experience at FINRA has been centered in the San Francisco Bay Area, where he has contributed to the oversight of the financial services industry.
Education and Expertise
Jesse Gossett earned his Juris Doctor from the University of San Francisco School of Law, specializing in Banking, Corporate, Finance, and Securities Law from 2011 to 2014. He also holds a Bachelor of Science in Business Management from the University of Phoenix, completed from 2000 to 2003. His educational background supports his expertise in financial services, regulatory compliance, and corporate matters.
Background
Jesse Gossett has a diverse professional background in law and finance. He began his career in financial services as a Region Insurance Sales Manager at Citibank from 1999 to 2003. He transitioned into legal roles, including positions at the U.S. Securities and Exchange Commission and the United States Attorney's Office. His experience spans various sectors, including banking, investment, and insurance, providing him with a comprehensive understanding of regulatory compliance.
Achievements
During his law school tenure, Jesse Gossett led the initiative to bring the Law Review online as Editor-in-Chief. He has published works and is recognized as a skilled public speaker, particularly in the areas of financial services and regulatory compliance. His academic performance included receiving the highest grade in business and securities law classes, reflecting his strong grasp of these subjects.
Professional Experience
Jesse Gossett has held various positions that have enriched his expertise in financial services and regulatory compliance. Before his current roles at FINRA, he served as an Associate Principal Examiner at FINRA and as an Associate Attorney at Girard Gibbs LLP. His experience also includes working as an Account Executive at Chase Home Finance and as a Law Clerk at Legal Aid of Marin, enhancing his practical knowledge in both legal and financial domains.