Jessica Canziani
About Jessica Canziani
Jessica Canziani is an Operations Manager in Enforcement at FINRA, with a background in various roles within the organization since 2010. She holds an Associate degree in Accounting and a Bachelor's degree in Economics, and has previously worked at Morgan Stanley and Ayco, a Goldman Sachs Company.
Current Role at FINRA
Jessica Canziani currently serves as the Operations Manager in the Enforcement division at FINRA, a position she has held since 2020. She operates from Boca Raton, Florida, where she oversees various operational aspects related to enforcement activities. Her role involves managing processes and ensuring compliance with regulatory standards within the financial industry.
Previous Experience at FINRA
Jessica Canziani has extensive experience at FINRA, having held several positions over a span of ten years. She worked as a Principal Investigator in the Enforcement division from 2010 to 2015, followed by her role as Associate Regional Manager in Dispute Resolution from 2017 to 2019. She then advanced to Senior Principal Operations Analyst in Enforcement for one year before her current position. Her tenure at FINRA has contributed to her expertise in regulatory enforcement and dispute resolution.
Experience at Morgan Stanley
Before her current role at FINRA, Jessica Canziani worked at Morgan Stanley as an Associate Vice President and Business Service Manager from 2015 to 2016. In this capacity, she managed business services and contributed to operational efficiency within the organization. Her experience at Morgan Stanley further enhanced her skills in financial services and operations management.
Background in Compliance at Ayco
Jessica Canziani served as the Regional Compliance Director at Ayco, a Goldman Sachs Company, from 2004 to 2010. During her six years in this role, she focused on compliance issues within the financial services sector, ensuring that the organization adhered to regulatory requirements. This experience laid a strong foundation for her subsequent roles in enforcement and operations.
Education and Qualifications
Jessica Canziani holds an Associate degree in Accounting from the State University of New York at Cobleskill and a Bachelor's degree in Economics from the State University of New York College at Potsdam. Her educational background provides her with a solid understanding of financial principles and operational management, which she applies in her professional roles.