Joaquin Gubb
About Joaquin Gubb
Joaquin Gubb serves as the Associate General Counsel at FINRA, a position he has held since 2021. He previously worked as Senior Counsel at FINRA for 19 years, from 2002 to 2021, and holds a Bachelor of Arts degree from the University of Pennsylvania.
Current Role at FINRA
Joaquin Gubb serves as Associate General Counsel at FINRA, a position he has held since 2021. In this role, he provides legal guidance and support on various regulatory matters. His expertise contributes to the organization's mission of protecting investors and ensuring market integrity. Gubb's responsibilities include advising on compliance issues and assisting in the development of policies and procedures.
Previous Experience at FINRA
Before his current role, Joaquin Gubb worked at FINRA as Senior Counsel from 2002 to 2021, totaling 19 years of service. During this time, he gained extensive experience in securities regulation and compliance. His tenure included involvement in significant legal matters and initiatives that shaped the organization's regulatory framework.
Education and Academic Background
Joaquin Gubb earned a Bachelor of Arts (B.A.) degree from the University of Pennsylvania, where he studied from 1990 to 1994. This educational background provided him with a strong foundation in critical thinking and analytical skills, which are essential in his legal career.