Joe David
About Joe David
Joe David serves as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) in the Greater New York City Area, a position he has held since 2015. Previously, he worked for 16 years at Goldman Sachs as a Settlement Manager from 1999 to 2015.
Work at FINRA
Joe David has been employed at the Financial Industry Regulatory Authority (FINRA) since 2015. In his role as Principal Examiner, he is responsible for overseeing compliance and regulatory examinations within the financial services sector. His work contributes to maintaining the integrity of the financial markets and ensuring that firms adhere to established regulations. David operates in the Greater New York City Area, where he applies his extensive experience in financial services to his current position.
Previous Experience at Goldman Sachs
Before joining FINRA, Joe David worked at Goldman Sachs for 16 years, from 1999 to 2015. During his tenure, he held the position of Settlement Manager. In this role, he managed the settlement processes for various financial transactions, ensuring accuracy and compliance with industry standards. His experience at Goldman Sachs provided him with a strong foundation in financial operations and regulatory requirements.
Professional Background
Joe David has a substantial background in the financial services industry, with over two decades of experience. His career began at Goldman Sachs, where he developed expertise in settlement management. Following this, he transitioned to FINRA, where he has focused on regulatory compliance and examination processes. His professional journey reflects a commitment to upholding industry standards and enhancing operational efficiency.
Career Timeline
Joe David's career spans over 25 years in the financial services sector. He began his professional journey at Goldman Sachs in 1999, where he served as Settlement Manager until 2015. In 2015, he joined FINRA as Principal Examiner, where he continues to work. His career timeline illustrates a steady progression within the industry, marked by significant roles in both operational and regulatory capacities.