Joe Q. Yuan

Director Of Engineering @ FINRA

About Joe Q. Yuan

Joe Q. Yuan is the Director of Engineering at FINRA, where he leads the development of a comprehensive customer and account system. He has over two decades of experience in the financial sector, managing large-scale development teams and overseeing significant financial systems.

Current Role at FINRA

Joe Q. Yuan serves as the Director of Engineering at FINRA, a position he has held since 2022. He operates in a hybrid capacity from Rockville, Maryland. In this role, he leads the development of a comprehensive customer and account system designed for regulatory purposes. This initiative involves collaboration with over 40 developers, testers, and product managers, highlighting his leadership in managing large-scale projects.

Previous Experience in Financial Services

Prior to his current role, Yuan accumulated extensive experience in the financial sector. He worked at Freddie Mac as an Analyst from 2002 to 2005, and later at Fannie Mae as a Consultant from 2005 to 2010. His tenure at FINRA as a Consultant from 2011 to 2022 further solidified his expertise in financial systems and regulatory compliance.

Educational Background

Yuan holds a Master’s degree in Computer Science from Virginia Tech, where he studied from 2001 to 2003. He also earned a Bachelor’s degree in Computer Science from Tsinghua University, completing his studies there from 1994 to 1999. His educational background provides a strong foundation for his work in engineering and technology within the financial industry.

Leadership in Large-Scale Development

In his current position, Yuan oversees the construction of the largest financial system in the U.S., which manages multi-billion market events on a daily basis. His role requires extensive experience in managing large-scale development teams, ensuring that projects meet regulatory standards and operational efficiency.

Early Career in Software Engineering

Yuan began his career in software engineering, working as a Software Engineer at MicroStrategy from 2000 to 2001 and at Intersect Software from 2001 to 2002. These early roles contributed to his technical skills and understanding of software development processes, which he has applied throughout his career in the financial sector.

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