Joel Levinson
About Joel Levinson
Joel Levinson is an Associate Principal Analyst in Advertising Regulation at FINRA, with a strong background in legal and regulatory compliance. He has held senior legal positions at Oppenheimer & Co. Inc. and Gilford Securities, and possesses a law degree from Boston University and a BA in History from Columbia University.
Current Role at FINRA
Joel Levinson currently serves as an Associate Principal Analyst in Advertising Regulation at FINRA. He has held this position since 2023, working remotely from Jersey City, New Jersey. In this role, he focuses on regulatory compliance and advertising standards within the financial industry, leveraging his extensive background in legal and regulatory matters.
Previous Experience at Oppenheimer & Co. Inc.
Before joining FINRA, Levinson worked at Oppenheimer & Co. Inc. as Senior Counsel from 2015 to 2023. During his eight years in this position, he was responsible for overseeing legal compliance and regulatory issues, contributing to the firm's adherence to industry standards in the Greater New York City Area.
Background in Legal Counsel
Levinson has a solid foundation in legal counsel, having served as General Counsel at Gilford Securities from 1996 to 2000. His four years in this role in New York, NY, involved managing legal affairs and ensuring compliance with financial regulations, which further developed his expertise in the financial sector.
Education and Legal Qualifications
Joel Levinson earned a Bachelor of Arts in History from Columbia University, studying from 1974 to 1978. He later attended Boston University School of Law, where he obtained his Juris Doctor (JD) degree from 1978 to 1981. His educational background provides him with a strong foundation in both historical context and legal principles.
Skills and Expertise
Levinson possesses exceptional writing and presentation skills, which enhance his effectiveness in legal and regulatory communications. He has extensive experience in directing regulatory, compliance, risk management, training, and legal functions for financial institutions. His demonstrated ability to drive productivity through effective team management has been a significant asset throughout his career.