John Alter
About John Alter
John Alter is a Regulatory Analyst with extensive experience in managing market operations and data analysis. He has worked at FINRA since 2014 and previously held positions at Intercontinental Exchange and Integral Derivatives.
Work at FINRA
John Alter has been employed at the Financial Industry Regulatory Authority (FINRA) as a Regulatory Analyst since 2014. In this role, he focuses on regulatory compliance and data management. His responsibilities include presenting investigative findings to management and other stakeholders in both oral and written formats. He has contributed to the legal department by assisting in the issuance of formal disciplinary actions and the settlement of disciplinary matters. His experience in managing data interpretation is essential for ensuring adherence to regulatory standards.
Previous Experience at Intercontinental Exchange
Prior to his current role at FINRA, John Alter served as Managing Director at the Intercontinental Exchange from 2013 to 2014. During his tenure, he was involved in overseeing operations and ensuring competitive market quotes for equity options. This position allowed him to further develop his expertise in market operations and regulatory practices.
Background in Options Trading
John Alter has a significant background in options trading, having worked as an Option Specialist at Integral Derivatives from 2004 to 2011. His role at the New York Stock Exchange involved managing floor operations and ensuring orderly market quotes for equity options. This experience provided him with a strong foundation in trading practices and market dynamics.
Education and Expertise
John Alter earned a Bachelor of Arts (BA) in Business Administration and Management from Furman University, where he studied from 1979 to 1983. His educational background supports his extensive experience in data management and regulatory compliance. He utilizes computer resources and software applications for data analysis, which is crucial for his investigative work.