John Gracey
About John Gracey
John Gracey serves as an Exam Manager at the Financial Industry Regulatory Authority, a position he has held since 2004. He earned his Bachelor's degree from the University of Massachusetts Amherst, where he studied from 1990 to 1994.
Work at FINRA
John Gracey has served as an Exam Manager at the Financial Industry Regulatory Authority (FINRA) since 2004. In this role, he is responsible for overseeing the examination processes within the organization. His tenure at FINRA spans 20 years, indicating a significant level of experience and expertise in regulatory practices and compliance within the financial industry.
Education and Expertise
John Gracey earned his Bachelor's degree from the University of Massachusetts Amherst, where he studied from 1990 to 1994. This educational background has provided him with a foundational understanding of the financial sector and regulatory frameworks, contributing to his effectiveness in his role at FINRA.
Background
John Gracey has a long-standing career in the financial regulatory field, beginning his professional journey in 2004 at FINRA. His role as Exam Manager involves critical responsibilities related to the evaluation and enforcement of compliance standards within the financial industry.
Professional Experience
With two decades of experience at FINRA, John Gracey has developed a deep understanding of the regulatory landscape. His role as Exam Manager requires a thorough knowledge of examination protocols and the ability to navigate complex compliance issues within the financial sector.