John H. C. Barron, Iii
About John H. C. Barron, Iii
John H. C. Barron, III is a Senior Regulatory Compliance Analyst and Lead Senior Regulatory Specialist at the Financial Industry Regulatory Authority, where he has worked since 1998. He holds a BA in Romance Languages from the University of Southern California and an MBA from The Johns Hopkins University, and he also volunteers as Treasurer and CFO for non-profit charities.
Work at FINRA
John H. C. Barron, III has been employed at the Financial Industry Regulatory Authority (FINRA) since 1998, holding the position of Senior Regulatory Compliance Analyst and Lead Senior Regulatory Specialist. His tenure of 26 years in Washington, DC, has allowed him to develop a deep understanding of regulatory compliance within the financial industry. In his role, he serves as a liaison between various FINRA departments and the Technology team, facilitating effective communication and collaboration to enhance regulatory processes.
Education and Expertise
John Barron earned a Bachelor of Arts degree in Romance Languages from the University of Southern California. He furthered his education by obtaining a Master of Business Administration (MBA) from The Johns Hopkins University - Carey Business School, where he studied Corporate Financial Accounting and International Business Management from 1999 to 2001. His academic background supports his extensive expertise in regulatory compliance and financial management.
Contributions to FINRA Podcasts and Webcasts
John Barron has contributed to various podcasts and webcasts produced by FINRA, showcasing his expertise in regulatory compliance. His participation in these media formats highlights his communication skills and his commitment to educating others about regulatory matters within the financial sector.
Experience with SEC and External Entities
John Barron possesses extensive experience working with the Securities and Exchange Commission (SEC) and other external entities. His role requires leveraging diplomatic and listening skills to navigate complex regulatory environments and foster productive relationships with stakeholders.
Volunteer Work and Philanthropy
In addition to his professional responsibilities, John Barron volunteers as Treasurer and CFO for small non-profit charities. This involvement demonstrates his financial management skills and his commitment to philanthropy, contributing to the betterment of his community.