John P. Martino

John P. Martino

Senior Director, Examinations @ FINRA

About John P. Martino

John P. Martino serves as the Senior Director of Examinations at FINRA, a position he has held since 2007. He earned a Bachelor's degree in Finance from Hofstra University between 1999 and 2003.

Work at FINRA

John P. Martino has served as Senior Director of Examinations at FINRA since 2007. In this role, he is responsible for overseeing examination processes and ensuring compliance within the financial industry. His tenure at FINRA spans 17 years, during which he has contributed to the organization's mission of protecting investors and maintaining market integrity. Martino's work involves assessing the practices of member firms and implementing regulatory standards to promote ethical conduct in the financial markets.

Education and Expertise

John P. Martino earned a Bachelor's degree in Finance from Hofstra University, completing his studies from 1999 to 2003. His educational background in finance provides him with a solid foundation in financial principles and practices, which is essential for his role at FINRA. This academic experience has equipped him with the knowledge necessary to navigate complex regulatory environments and contribute effectively to financial examinations.

Background

John P. Martino has built a career in the financial regulatory sector, focusing on compliance and examinations. His role at FINRA, based in New York, highlights his commitment to upholding regulatory standards in the financial industry. With nearly two decades of experience in this field, Martino has developed a deep understanding of the challenges and requirements faced by financial institutions.

Achievements

Throughout his 17 years at FINRA, John P. Martino has played a significant role in enhancing examination processes and ensuring compliance among member firms. His leadership in the Examinations department has contributed to the effectiveness of regulatory oversight in the financial markets. While specific achievements are not detailed, his long-standing position indicates a sustained commitment to the goals of FINRA.

People similar to John P. Martino