John Veator
About John Veator
John Veator is a legal professional with extensive experience in financial regulation, currently working at FINRA since 2004. He holds a JD from Vanderbilt University Law School and a BA in Philosophy from Colgate University.
Work at FINRA
John Veator has been employed at the Financial Industry Regulatory Authority (FINRA) since 2004. He has worked for 20 years in both Rockville, MD, and Washington, DC. In his role, he manages the Mutual Fund Analyzer and Report Center applications. He leads a team that analyzes financial services data, contributing to FINRA's regulatory mission. Additionally, he has previously managed FINRA's relationships with the North American Securities Administrators Association (NASAA), various states, and the Securities and Exchange Commission (SEC) concerning the Central Registration Depository (CRD) and Investment Adviser Registration Depository (IARD) systems.
Education and Expertise
John Veator earned his Doctor of Law (JD) degree from Vanderbilt University Law School, where he studied from 1991 to 1994. He also holds a Bachelor of Arts in Philosophy from Colgate University, which he completed in 1989 after studying from 1986 to 1989. His educational background provides him with a strong foundation in legal principles and analytical thinking, which he applies in his current role at FINRA.
Background
Before joining FINRA, John Veator worked at the North American Securities Administrators Association (NASAA) as Deputy General Counsel and Acting General Counsel from 1999 to 2004. This five-year tenure in Washington, DC, equipped him with significant experience in regulatory matters and legal frameworks relevant to the financial services industry. His previous roles have contributed to his expertise in managing complex relationships between regulatory bodies.
Professional Leadership
At FINRA, John Veator leads a team dedicated to analyzing financial services data. This role is crucial in supporting FINRA's regulatory mission, ensuring compliance within the financial industry. His leadership extends to managing key applications that facilitate the analysis and reporting of mutual funds, demonstrating his commitment to enhancing regulatory practices and oversight.