John Williams
About John Williams
John Williams serves as the Principal Regulatory Coordinator for Fin Ops at FINRA, where he has worked since 2019. He holds degrees in Economics and International Relations, along with an MBA in Computer/Information Technology Administration and Management, and possesses expertise in portfolio risk analysis and VIX futures and options.
Work at FINRA
John Williams has been employed at the Financial Industry Regulatory Authority (FINRA) since 2015. He currently holds the position of Principal Regulatory Coordinator in the Fin Ops department, a role he has occupied since 2019. In this capacity, he is responsible for overseeing regulatory operations and ensuring compliance within the financial sector. Prior to his current role, he served as Principal Analyst in Options Regulation Market Regulation for four years. His work involves significant interaction with clients and stakeholders, highlighting his expertise in managing relationships within the financial industry.
Education and Expertise
John Williams has a diverse educational background. He earned a Bachelor of Arts in International Relations from the University of Minnesota - College of Liberal Arts. He furthered his education by obtaining an MBA in Computer/Information Technology Administration and Management from Santa Clara University - Leavey School of Business. Additionally, he studied Economics at Pontificia Universidade Catolica in Rio de Janeiro. His expertise includes Portfolio Risk Analysis and VIX Futures & Options, indicating a strong foundation in financial risk assessment and management.
Background
John Williams has a comprehensive background in the financial services industry. Before joining FINRA, he worked at LiquidPoint as a Senior Product Manager in Sales Engineering & Compliance Reporting from 2007 to 2014. This role involved managing product development and ensuring compliance with industry regulations. His extensive experience in regulatory coordination and product management has equipped him with a robust understanding of the complexities of financial operations.
Skills and Competencies
John Williams possesses a range of skills relevant to the financial industry. His proficiency in Portfolio Risk Analysis allows him to effectively evaluate and manage risks associated with investment portfolios. Additionally, his expertise in VIX Futures & Options demonstrates his capability in understanding and analyzing volatility indices and their derivatives. These skills are essential for his roles at FINRA, where risk management and regulatory compliance are critical.