Johnathan Kim
About Johnathan Kim
Johnathan Kim serves as an Associate Specialist in Entitlement at the Financial Industry Regulatory Authority (FINRA) in Rockville, Maryland, where he has worked since 2014. With over a decade of experience in the financial regulatory sector, he focuses on regulatory processes that promote market integrity and protect investors.
Work at FINRA
Johnathan Kim has served as an Associate Specialist in Entitlement at the Financial Industry Regulatory Authority (FINRA) since 2014. In this role, he has contributed to regulatory processes that uphold market integrity and protect investors. His position requires collaboration with various stakeholders, including the Securities and Exchange Commission (SEC). Over his tenure at FINRA, he has gained extensive knowledge and experience in the financial regulatory landscape.
Education and Expertise
Johnathan Kim earned a Bachelor of Arts (B.A.) in Economics from the University of Maryland College Park, completing his studies from 2007 to 2013. His academic background provides a solid foundation for his work in the financial regulatory sector. With over a decade of experience, he possesses expertise in regulatory processes and market dynamics.
Background
Johnathan Kim has over ten years of experience in the financial regulatory sector. His career has been primarily focused on roles that involve ensuring compliance and regulatory oversight. His work supports the mission of maintaining market integrity and safeguarding investor interests.
Regulatory Processes Involvement
In his role at FINRA, Johnathan Kim has been actively involved in regulatory processes that are critical for maintaining market integrity. His work contributes to the broader efforts of financial oversight and investor protection, aligning with the regulatory objectives of both FINRA and the SEC.