Josh Bandes
About Josh Bandes
Josh Bandes is a manager at the Financial Industry Regulatory Authority, where he has worked since 2014. He holds a JD from Rutgers University School of Law and an LLM from Georgetown University Law Center.
Current Role at FINRA
Josh Bandes currently serves as a Manager at the Financial Industry Regulatory Authority (FINRA) in Rockville, Maryland. He has held this position since 2018, contributing to the organization's regulatory oversight and corporate financing initiatives. His role involves managing various aspects of corporate financing, ensuring compliance with industry regulations, and supporting the enforcement of securities laws.
Previous Experience at FINRA
Prior to his current role, Josh Bandes worked at FINRA in several capacities. He was a Principal Investigator from 2016 to 2018, where he focused on enforcement matters. Before that, he completed a four-month externship in the Department of Enforcement in 2012. His extensive experience at FINRA has provided him with a deep understanding of regulatory practices and enforcement procedures.
Experience at the SEC
Josh Bandes also has experience with the U.S. Securities and Exchange Commission (SEC), where he participated in the Student Honors Program in the Division of Enforcement, Office of Chief Counsel in 2014. This four-month position allowed him to gain insights into federal securities laws and enforcement actions.
Educational Background
Josh Bandes holds a Juris Doctor (JD) degree from Rutgers University School of Law - Camden, which he completed from 2011 to 2013. He furthered his education by obtaining a Master of Laws (LLM) from Georgetown University Law Center in 2014. Additionally, he earned a Bachelor of Science (BS) in Business Administration and Management from American University - Kogod School of Business, graduating in 2007.