Karen Engling
About Karen Engling
Karen Engling is a Principal Risk Monitoring Analyst at FINRA, where she has worked since 2020. She previously held positions as a Financial Advisor at Morgan Stanley Wealth Management and as a Business Analyst/Project Manager at FINRA.
Current Role at FINRA
Karen Engling serves as a Principal Risk Monitoring Analyst at FINRA, a position she has held since 2020. In this role, she focuses on assessing and monitoring risks within the financial industry. Her responsibilities include analyzing data and trends to ensure compliance with regulatory standards. Engling's expertise contributes to FINRA's mission of protecting investors and maintaining market integrity.
Previous Experience at FINRA
Prior to her current role, Karen Engling worked at FINRA as a Business Analyst and Project Manager from 2015 to 2020. During this five-year tenure, she was involved in various projects aimed at enhancing operational efficiency and regulatory compliance. Her experience in this capacity provided her with a solid foundation in risk management and analysis.
Experience at Morgan Stanley Wealth Management
Before joining FINRA, Karen Engling worked as a Financial Advisor at Morgan Stanley Wealth Management from 2013 to 2015. During her two years in this role, she provided financial guidance and investment strategies to clients. This experience helped her develop a comprehensive understanding of client needs and the financial services industry.
Education and Academic Background
Karen Engling earned a Bachelor of Arts degree in English and American Literature from the University of Maryland College Park. Her academic background has equipped her with strong analytical and communication skills, which are essential in her current role in risk monitoring and analysis.