Karin Marshall
About Karin Marshall
Karin Marshall serves as the Assistant Director of Registration and Disclosure at FINRA, a position she has held since 2007. She holds a B.A. in Communications from Lynchburg College and a Juris Doctor from the University of North Carolina at Chapel Hill.
Current Role at FINRA
Karin Marshall serves as the Assistant Director of Registration and Disclosure at FINRA. She has held this position since 2007, accumulating 17 years of experience in this role. Her responsibilities include overseeing the registration processes and ensuring compliance with disclosure requirements within the organization.
Previous Experience at FINRA
Prior to her current role, Karin Marshall worked at FINRA in several capacities. She was a Statutory Disqualification Analyst from 2000 to 2002, where she focused on evaluating statutory disqualifications. Following this, she served as Membership Manager from 2002 to 2006, managing membership-related activities in the Washington D.C. Metro Area.
Education and Expertise
Karin Marshall holds a Bachelor of Arts degree in Communications from Lynchburg College, where she studied from 1988 to 1992. She furthered her education at the University of North Carolina at Chapel Hill, earning a Juris Doctor degree from 1996 to 1999. Her educational background supports her expertise in regulatory compliance and legal matters within the financial industry.